CMFAS | Edu RES 1B mock exams - 6 Practice Exams v.A2

RES 1B - Rules, Ethics and Skills for Securities Dealers of Non-Exchange Members

This test paper is intentionally more challenging than the actual exam, as common sense questions have been excluded to minimize redundancy and increase overall difficulty. If you can pass this exam on your first attempt, you should be well-prepared to pass the real exam.

All reviews are read on a daily basis and updates are pushed out as soon as possible to provide the best learning experience for all. Resources are continuously reinvested to make this exam simulation as accurate and reflective of the real exam as possible.

What’s in store for you?

• 6 expert-crafted mock papers: Created by seasoned consultants and dynamic industry professionals with a proven track record of writing top-notch exam questions.

• 360 comprehensive questions: Covering all essential topics. These papers packs the carefully selected questions, giving you that extra edge when you need it most.

• Focused on the new format: With the April 2024 updates, multiple-option questions have taken center stage, and we’ve designed these mock exams to give you unparalleled practice in this critical area.

Each question comes with detailed explanations linked directly to key study guide concepts. This means you’ll not only identify and conquer weak spots but also familiarize yourself with the phrasing and difficulty level of the actual exam.

Syllabus Breakdown:

Prepare to excel by mastering the following key topics:

• The Capital Markets Industry in Singapore: Gain insight into the industry’s structure and key participants.

• Licensing and Business Operations: Understand essential regulatory requirements and operational practices.

• Market Conduct: Familiarize yourself with the rules governing ethical behavior and fair practices.

• Ethics, Codes, and Standards of Professional Conduct: Learn the principles guiding securities dealing.

• Securities Dealing Practices and Skills: Develop the technical know-how for effective securities dealing.

• CPF Investment Scheme (CPFIS): Deepen your understanding of CPF-related investment practices.

• Prevention of Financial Crimes: Build the knowledge needed to detect and prevent financial misconduct.

About the Exam

Here’s what you need to know:

• Format: 60 Multiple-Choice Questions (computer-based).

• Duration: 1.5 hours.

• Passing Score: 75%.

There are no exemptions for RES modules, so all candidates must complete them.