Course Information
Schedules
- 28 May 2024 (Tue) - 25 Jun 2024 (Tue) 7:00 PM - 10:00 PM
Registration period
5 Jan 2024 (Fri) - 27 May 2024 (Mon)
Price
HKD 4,200
(Tuition fee for Members:
HK$3,700)
(Tuition fee for Members:
HK$3,700)
Course Level
Study Mode
Duration
1 Month(s)
Language
Cantonese, English
Location
-
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Course Overview
Overview
The Part III course is a follow up of Part I & Part II – Certificate Course on Company Secretarial Practice. In Part I & Part II, students gain a thorough understanding of companies laws and procedures relating to private companies, Part III serves as a practical guide to lead students through different stages flotation and post-listing compliance.
What You’ll Learn
上市公司
CONTENTS
What company secretaries should know about the laws and practices relating to listing of companies in Hong Kong
1. Introduction on the Legal and Regulatory Framework for Listing on the Main Board 主板上市規定及程序的簡介
• Parties Involved in Listing
• Articles of Association Requirements
• Other Important Issues
2. Continuing Obligations after Listing - Sources of the Requirements 上市公司的持續責任
• Directors & Officers’ Requirements
• Code of Corporate governance
• Code of Best Practice
• Model code for Securities Transactions by Directors of Listed Companies
3. Corporate Governance and Disclosure of Price Sensitive Information 企業管治及股價敏感資料的披露
• Preparation for announcement of interim and annual results
• Annual accounts
• Interim reports and preliminary announcements
• Announcements, circulars and other documents
4. Notifiable Transactions 須予披露交易
• Definition of “transaction”
• Classification of transaction: share transaction, discloseable transaction, major transaction very substantial disposal, very substantial acquisition, reverse takeover
• Percentage Ratios Disclosure requirements for all transactions
5. Connected Transactions 關連交易
• Definition of connected person
• Definition of connected transaction
• Definition requirements and the exceptions
6. Disclosure of Interests under Part XV Securities and Futures Ordinance (Cap. 571) 證券及期貨條例第十五部之披露權益
• Substantial shareholders
• Directors and Chief Executives
