Course Information
- 10 Dec 2024 (Tue) 7:00 PM - 10:00 PM
- 17 Dec 2024 (Tue) 7:00 PM - 10:00 PM
(FEE (STUDY MATERIALS PROVIDED IN SOFT COPIES)
HKMA member: HK$4,500
Non-HKMA member: HK$4,900)
Course Overview
The course aims to equip participants with knowledge about Compliance, Regulations and Green Investing. It also gives participants a comprehensive study of the latest development of Sustainability, ESG and Green Finance. With real-life case studies, participants will gain an in-depth understanding of the compliance, regulations, social and environmental pressures facing the current company investment, and explore how sustainable strategies can create long-term value for business and society.
RECOMMENDED FOR
• Executives and managers who handle Sustainability, ESG, Green Finance and Investing
• Legal, Compliance and Securities professionals who deal with these subjects
• Accountants, financial analysts, fund managers, investors who need to assess related matters
• Students and new graduates who wish to pursue careers in ESG
• Anyone interested in these topics
TEACHING APPROACH
• Combination of lectures, case studies and assessments
• Lectures: Face to Face. Or, depending on public health requirements – online only
• Language: Cantonese, with English materials
LEARNING OUTCOMES
Upon completion of this course, participants should be able to:
• Identify and expand Green Finance opportunities for stakeholders
• Apply ESG Compliance and Regulations to meet Hong Kong Stock Exchange listing regulations
What You’ll Learn
TOPICS
1. Licensed Corporations and Regulated Activities
a. Types of Licences and Their Interactions
b. Compliance Issue 1: Anti-Money Laundering
c. Compliance Issue 2: Suitability
d. Other Compliance Issues
2. Listed Companies and Listing Rules
a. Listing Rules and Corporate Governance Framework
b. Compliance Issue 1: Notifiable Transactions
c. Compliance Issue 2: Delisting and Resumption
3. Green Investing
a. ESG and Green Investing
b. Green Finance and Green Bonds